GOLDSTEIN PHILLIP
CIK 1067621
Transactions on file
19
Open-market buys
13
Win rate (buys)
15%
13 scored
Avg % since filing (buys)
-3.6%
Tickers traded
Recent activity
| Filed | Txn date | Issuer | Roles | Code | Shares | Value | % since Filing | Filing |
|---|---|---|---|---|---|---|---|---|
| 2026-10-13 | 2026-10-08 | SWZ Total Return Securities Fund | OfficerDirectorOther Secretary | Buy | 5,000 | $28.6K | +1.7% | open → |
| 2026-10-13 | 2026-10-01 | SWZ Total Return Securities Fund | OfficerDirectorOther Secretary | L | 15 | $85.65 | +2.0% | open → |
| 2026-08-21 | 2026-08-20 | PCF HIGH INCOME SECURITIES FUND | DirectorOther | Buy | 5,000 | $26.7K | -0.2% | open → |
| 2026-08-21 | 2026-08-19 | PCF HIGH INCOME SECURITIES FUND | DirectorOther | Buy | 10,000 | $53.7K | -0.7% | open → |
| 2026-08-21 | 2026-08-19 | PCF HIGH INCOME SECURITIES FUND | DirectorOther | Buy | 10,000 | $54.0K | -1.3% | open → |
| 2026-08-10 | 2026-08-06 | PCF HIGH INCOME SECURITIES FUND | DirectorOther | Buy | 819 | $4.3K | +0.6% | open → |
| 2026-07-08 | 2026-07-06 | SWZ Total Return Securities Fund | OfficerDirectorOther Secretary | Buy | 5,980 | $35.6K | -2.1% | open → |
| 2026-04-09 | 2026-04-08 | PCF HIGH INCOME SECURITIES FUND | DirectorOther | Buy | 600 | $3.3K | -3.6% | open → |
| 2026-04-09 | 2026-04-07 | PCF HIGH INCOME SECURITIES FUND | DirectorOther | Buy | 5,088 | $27.7K | -2.2% | open → |
| 2025-01-21 | 2025-01-17 | SWZ SWISS HELVETIA FUND, INC. | Director | Sale | 4,535 | $38.3K | -31.1% | open → |
| 2025-02-26 | 2025-02-24 | PCF HIGH INCOME SECURITIES FUND | Director | Sale | 9,296 | $63.7K | -22.2% | open → |
| 2025-02-26 | 2025-02-24 | PCF HIGH INCOME SECURITIES FUND | Director | Sale | 10,000 | $68.4K | -22.1% | open → |
| 2025-02-26 | 2025-02-25 | PCF HIGH INCOME SECURITIES FUND | Director | Sale | 6,984 | $47.8K | -22.2% | open → |
| 2025-04-08 | 2025-04-04 | SPE SPECIAL OPPORTUNITIES FUND, INC. | OfficerDirector Chairman and Secretary | Buy | 3,000 | $41.4K | -2.1% | open → |
| 2026-03-09 | 2026-03-05 | SWZ Total Return Securities Fund | OfficerDirectorOther Secretary | Buy | 10,000 | $59.9K | -2.8% | open → |
| 2025-12-12 | 2025-12-11 | SWZ Total Return Securities Fund | Director | Exer. | 80,976 | $491.5K | -4.0% | open → |
| 2025-12-18 | 2025-12-18 | PCF HIGH INCOME SECURITIES FUND | Director | Buy | 2,500 | $15.0K | -11.0% | open → |
| 2025-12-18 | 2025-12-17 | PCF HIGH INCOME SECURITIES FUND | Director | Buy | 800 | $4.8K | -11.6% | open → |
| 2025-12-18 | 2025-12-16 | PCF HIGH INCOME SECURITIES FUND | Director | Buy | 2,487 | $15.0K | -11.8% | open → |
